-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L96Vy/FvM2hfq0fPN5Vc7FfFMY4YmxmyPmm06w8hCULxU4/FRgmf+eMtiX+f7mGE DiXdsO9eSDvpf4psZEPm7Q== 0001036325-02-000019.txt : 20020414 0001036325-02-000019.hdr.sgml : 20020414 ACCESSION NUMBER: 0001036325-02-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55475 FILM NUMBER: 02553271 BUSINESS ADDRESS: STREET 1: 99 CHURCH AVE CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH AVE CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS SELECTED ADVISERS CENTRAL INDEX KEY: 0001036325 IRS NUMBER: 850360310 STATE OF INCORPORATION: N0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2949 E. ELVIRA ROAD STREET 2: SUITE 101 CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: (520)806-7600 MAIL ADDRESS: STREET 1: 2949 E. ELVIRA ROAD STREET 2: SUITE 101 CITY: TUCSON STATE: AZ ZIP: 85706 SC 13G 1 mco13g01.txt SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. -------) Moody's Corporation - ------------------------------------------------------------------------ (Name of Issuer) Common - ------------------------------------------------------------------------ (Title of Class of Securities) 615369105 - ------------------------------------------------------------------------ (CUSIP Number) Check the following box if a fee is being paid with this statement /_/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other previsions of the Act (however, see the Notes) Item 1(a) NAME OF ISSUER Moody's Corp. Item 1(b) ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES 99 Church Ave. New York, NY 1007 Item 2(a) NAME OF PERSON FILING DAVIS SELECTED ADVISERS L.P. for Abar Foundation American Electric APL Wrap Atlanta Gas & Light Atmos Energy Avon Old Farms AXP Partners Bowne & Co. Catholic Mutual Champa Trust CIBC Oppenheimer WRAP Davis Financial Fund Davis Growth Opportunity Davis New York Venture Davis VaraFinancial Davis VaraValue Del Labs PenPl Del Labs-Lacrss DetroitLaborers DNE Corp Electrical Workers Annuity Electrical Workers Pension Emma Willard Fishkind LLC Galveston Genesis Depreciation Genesis Foundation Genesis Pension Georgia Corp Gonzaga Univ GrangeFT Hathaway Hirsch Hoff Family Tr. Lewis & Roca Manulife Financial Manulife Value MassMutual Prt MassMutual Var Mattin A Mattin B McDonald Investments Wrap Medcen MennenFT Mesirow Wrap Methodist Home MetLife SIP Milder CP Minn Retail Morgan Keegan Wrap Morgan Stanley Wrap Mt. Sinai Mutual Protect NASD NASDRegulation NedsIsland New England Zenith NM Mutual Noramco Davis NYC Superior Paine Webber Wrap Piper Jaffrey Wrap Plumbers & Pipefitters Prudential SP Prudential Wrap Quadsan Rappaport RL Polk Salomon Smith Barney Wrap Scudder - SVS Selected American Shares Selected Special Shares Sicav Davis Financial Fund Sicav Davis Opportunities Sicav Davis Value Fund SS Barney Large Cap V Stobie Creek Suburban Propane Sun America Style LCV Sun America Style Select SunAmerica Davis Venture Value SunLife Financial SunLifeValue Temple Union Dale Via Volvo Wallace Retire Wellstar Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE Davis Selected Advisers, L.P. 2949 East Elvira Road, Suite 101 Tucson, Arizona 85706 Item 2(c) CITIZENSHIP Colorado Limited Partnership Item 2(d) TITLE OF CLASS OF SECURITIES Common Stock Item 2(e) CUSIP NUMBER 615369105 Item 3 1FIELD PURSUANT TO RULE 13d-1(b) (e) [X] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 Item 4 OWNERSHIP (a) Amount beneficially owned 11,646,490 shares Abar Foundation 1,300 American Electric 49,100 APL Wrap 536,128 Atlanta Gas & Light 9,600 Atmos Energy 6,100 Avon Old Farms 1,300 AXP Partners 43,300 Bowne & Co. 3,500 Catholic Mutual 1,600 Champa Trust 2,600 CIBC Oppenheimer WRAP 17,913 Davis Financial Fund 1,701,700 Davis Growth Opportunity 95,000 Davis New York Venture 5,372,700 Davis VaraFinancial 34,700 Davis VaraValue 67,700 Del Labs PenPl 745 Del Labs-Lacrss 80 DetroitLaborers 11,900 DNE Corp 1,000 Electrical Workers Annuity 10,900 Electrical Workers Pension 25,400 Emma Willard 2,100 Fishkind LLC 2,100 Galveston 2,300 Genesis Depreciation 2,800 Genesis Foundation 1,100 Genesis Pension 1,400 Georgia Corp 18,400 Gonzaga Univ 3,500 GrangeFT 4,600 Hathaway 3,000 Hirsch 1,400 Hoff Family Tr. 1,700 Lewis & Roca 1,200 Manulife Financial 33,500 Manulife Value 27,400 MassMutual Prt 128,400 MassMutual Var 8,100 Mattin A 1,500 Mattin B 1,500 McDonald Investments Wrap 4,990 Medcen 1,200 MennenFT 7,200 Mesirow Wrap 2,645 Methodist Home 9,100 MetLife SIP 12,100 Milder CP 2,000 Minn Retail 10,000 Morgan Keegan Wrap 5,240 Morgan Stanley Wrap 243,358 Mt. Sinai 6,900 Mutual Protect 1,400 NASD 7,100 NASDRegulation 8,800 NedsIsland 3,800 New England Zenith 224,300 NM Mutual 2,800 Noramco Davis 1,900 NYC Superior 4,700 Paine Webber Wrap 173,649 Piper Jaffrey Wrap 11,020 Plumbers & Pipefitters 1,400 Prudential SP 24,700 Prudential Wrap 269,477 Quadsan 2,300 Rappaport 1,400 RL Polk 2,100 Salomon Smith Barney Wrap 134,145 Scudder - SVS 26,500 Selected American Shares 1,358,800 Selected Special Shares 34,400 Sicav Davis Financial Fund 20,100 Sicav Davis Opportunities 7,700 Sicav Davis Value Fund 83,100 SS Barney Large Cap V 12,500 Stobie Creek 5,500 Suburban Propane 3,000 Sun America Style LCV 8,700 Sun America Style Select 11,500 SunAmerica Davis Venture Value 616,700 SunLife Financial 11,100 SunLifeValue 7,600 Temple 700 Union Dale 1,700 Via 2,200 Volvo 2,200 Wallace Retire 9,300 Wellstar 3,200 (b) Percent of class 7.46% Abar Foundation 0.00% American Electric 0.03% APL Wrap 0.34% Atlanta Gas & Light 0.01% Atmos Energy 0.00% Avon Old Farms 0.00% AXP Partners 0.03% Bowne & Co. 0.00% Catholic Mutual 0.00% Champa Trust 0.00% CIBC Oppenheimer WRAP 0.01% Davis Financial Fund 1.09% Davis Growth Opportunity 0.06% Davis New York Venture 3.44% Davis VaraFinancial 0.02% Davis VaraValue 0.04% Del Labs PenPl 0.00% Del Labs-Lacrss 0.00% DetroitLaborers 0.01% DNE Corp 0.00% Electrical Workers Annuity 0.01% Electrical Workers Pension 0.02% Emma Willard 0.00% Fishkind LLC 0.00% Galveston 0.00% Genesis Depreciation 0.00% Genesis Foundation 0.00% Genesis Pension 0.00% Georgia Corp 0.01% Gonzaga Univ 0.00% GrangeFT 0.00% Hathaway 0.00% Hirsch 0.00% Hoff Family Tr. 0.00% Lewis & Roca 0.00% Manulife Financial 0.02% Manulife Value 0.02% MassMutual Prt 0.08% MassMutual Var 0.01% Mattin A 0.00% Mattin B 0.00% McDonald Investments Wrap 0.00% Medcen 0.00% MennenFT 0.00% Mesirow Wrap 0.00% Methodist Home 0.01% MetLife SIP 0.01% Milder CP 0.00% Minn Retail 0.01% Morgan Keegan Wrap 0.00% Morgan Stanley Wrap 0.16% Mt. Sinai 0.00% Mutual Protect 0.00% NASD 0.00% NASDRegulation 0.01% NedsIsland 0.00% New England Zenith 0.14% NM Mutual 0.00% Noramco Davis 0.00% NYC Superior 0.00% Paine Webber Wrap 0.11% Piper Jaffrey Wrap 0.01% Plumbers & Pipefitters 0.00% Prudential SP 0.02% Prudential Wrap 0.17% Quadsan 0.00% Rappaport 0.00% RL Polk 0.00% Salomon Smith Barney Wrap 0.09% Scudder - SVS 0.02% Selected American Shares 0.87% Selected Special Shares 0.02% Sicav Davis Financial Fund 0.01% Sicav Davis Opportunities 0.00% Sicav Davis Value Fund 0.05% SS Barney Large Cap V 0.01% Stobie Creek 0.00% Suburban Propane 0.00% Sun America Style LCV 0.01% Sun America Style Select 0.01% SunAmerica Davis Venture Value 0.40% SunLife Financial 0.01% SunLifeValue 0.00% Temple 0.00% Union Dale 0.00% Via 0.00% Volvo 0.00% Wallace Retire 0.01% Wellstar 0.00% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote Davis Selected Advisers, L. P. 11,646,490 (ii) shared power to vote to direct the vote N/A (iii) sole power to dispose or to direct the disposition of Davis Selected Advisers, L. P. 11,646,490 (iv) shared power to dispose or to direct the disposition of N/A Item 5 Not applicable Item 6 Not applicable Item 7 Not applicable Item 8 Not applicable Item 9 Not applicable Item 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer or such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. SIGNATURE /s/ Anthony Frazia PRINT Anthony Frazia, Chief Compliance Officer DATE February 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----